Syd Walker
(805) 957-1840

CONNECT

Address:

206 East Anapamu Street
Santa Barbara, CA 93101

Phone:

(805) 957-1840

Fax/Other:

(805) 897-1140

Syd Walker, CFP®, AIF®

Syd Walker, CFP®, AIF®

Vice President/Investments

Qualifications

I have spent nearly 20 years as a professional financial advisor and have earned several distinctive designations that I believe help me understand you, in turn, help you grow and preserve your wealth.

I place a high priority on continuing my education in an effort to serve your various and ever-changing needs.  By earning my Master of Business Administration, I strive to integrate my leadership skills and management knowledge within my practice.

Having attained and maintained the Certified Financial Planner™ (CFP®) Professional certification and Accredited Investment Fiduciary® (AIF®) designation, I have received training on the duties of good faith and standards of care, insurance reviews, tax strategies, as well as estate planning issues and retirement planning.

I have also earned the Chartered Financial Consultant (ChFC®) and the Chartered Life Underwriter (CLU®) designations, which require extensive knowledge regarding insurance and estate planning issues.


Experience

I began my investment industry career in 1997 with Charles Schwab and joined Stifel in 2016.  I have also served as a client consultant with Lincoln Financial Group and as a financial advisor with A.G. Edwards and Wedbush Securities.  Prior to my financial services career, I was also an Eagle Scout.

 

Education

  • Master of Business Administration, University of San Diego
  • Bachelor of Arts, Occidental College


Licenses and Certifications

  • Series 7, General Securities Representative
  • Series 63, Uniform Securities State Agent
  • Series 66, Investment Advisor Representative
  • CERTIFIED FINANCIAL PLANNER™ (CFP®) Professional
  • Accredited Investment Fiduciary® (AIF®)
  • Chartered Financial Consultant® (ChFC®)
  • Chartered Life Underwriter® (CLU®)

Memberships

  • Financial Planning Association
  • Santa Barbara Chamber of Commerce
  • Goleta Valley Chamber of Commerce
  • Santa Barbara Masonic Lodge #192
  • Scottish Rite of Santa Barbara
  • Occidental College Alumni Association
  • University of San Diego Alumni Association

 

Call today for a second professional opinion or to discuss your financial goals. 

Phone (805) 957-1840
Fax (805) 897-1140
Check the background of this financial professional on FINRA's BrokerCheck
Check the background of this financial professional on FINRA's BrokerCheck